sec Tag

GPB Capital | Investment Executive | James Langton | October 24, 2019 Other charges are unauthorized computer access and unauthorized disclosure of confidential information A former securities regulator is facing charges for allegedly accessing information about an investigation into a private equity firm that he sought to...

GPB Obstruction of Justice | InvestmentNews | Bruce Kelly | October 23, 2019   According to InvestmentNews in its recent article about GPB, "GPB's chief compliance officer stole information from SEC during its investigation: DOJ" The Department of Justice Wednesday charged the chief compliance officer of GPB Capital...

Investment News’ Bruce Kelly reports that GPB Capital’s chief compliance officer has been charged with obstruction of justice. This comes after a series of problems that continue to undermine GPB’s reputation and shine a light on why brokers who sold GPB are facing investor complaints. GPB...