Who is Gary Ginsberg? | GPB Capital Lawsuit

Gary Ginsberg has been a registered broker with Royal Alliance Associates since 1992. Gary Ginsberg has Royal Alliance office locations in New York and New Jersey. According to FINRA’s BrokerCheck, he currently has 3 disclosures, including one pending customer dispute for unwanted and unreasonable risk. Royal Alliance Associates itself has 75 disclosures (regulatory events, arbitrations and bonds).

 

Peiffer Wolf and Meyer Wilson are currently investigating claims against Gary Ginsberg of Royal Alliance Associates for his recommendation of GPB Capital Holdings funds and potentially other alternative investments.

 

If you are/were a client of Gary Ginsebrg, Contact Us Today by calling 888-390-6491 or by filling out an online contact form for a FREE Consultation.

GARY GINSBERG

Gary Ginsberg | Royal Alliance Associates

 

According to FINRA’s BrokerCheck, Gary Ginsberg is the subject of 3 disclosures:

 

  • May, 2019: Customer Dispute – Pending. Allegations: “Advisor exposed claimant’s to unwanted and unreasonable risk.”
  • September, 2012: Customer Dispute – Settled for $30,000.00. Allegations: “Advisor exposed claimant’s to unwanted and unreasonable risk.”
  • December, 2010: Regulatory – Final with Sanctions (Civil and Administrative Penalties/Fines: $20,600.00).

 

Prior to Royal Alliance Associates, Gary Ginsberg was registered with Financial Network Investment Corporation, and Pennyslvania Securities Company.

 

If you invested with Gary Ginsberg of Royal Alliance Associates, contact Peiffer Wolf and Meyer Wilson immediately for a FREE Consultation

 

To review Gary Ginsberg‘s BrokerCheck report, click here:

https://brokercheck.finra.org/individual/summary/1175258

*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

Gary Ginsberg and the GPB Lawsuit

Multiple lawsuits have been filed and multiple regulatory matters have been initiated, alleging that GPB Capital Holdings has been engaged in wrongdoing.  A former GPB Holdings partner alleged that “GPB paid its investors significant returns based upon falsified financial information”.

 

Our investigation into the various GPB private placement funds includes, but is not limited to: GPB Automotive Portfolio LP, GPB Cold Storage LP, GPB Eurobond Finance PLC, GPB Holdings II LP, GPB Holdings III LP, GPB Holdings Qualified LP, GPB Holdings LP, GPB NYC Development LP, GPB Scientific LLC, GPB Waste Management LP, GPB Waste Management Fund LP, and many more.

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.

 

Based on our experience, we believe that there are more investors who have been the victims of Gary Ginsberg’s alleged broker misconduct and investment fraud. If you invested with Gary Ginsberg of Royal Alliance Associates, contact Peiffer Wolf and Meyer Wilson immediately for a FREE Consultation.

 

Learn more about the GPB Investor Lawsuit here: https://gpblawyer.com/gpb-investor-lawsuit/

 

Peiffer Wolf and Meyer Wilson are currently investigating Gary Ginsberg’s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation888-390-6491.

Get a FREE case Evaluation.

GPB Brokers in the news

Brokercheck®️ report: Gary Ginsberg

BROKERCHECK
Information about this broker was obtained from FINRA’s BrokerCheck on November 20, 2019. You should always review the BrokerCheck report directly for the most updated information. If you believe that information on this page is incorrect, please contact us.

GPB Lawsuit | FREE Consultation | 888-390-6491

 

Peiffer Wolf and Meyer Wilson are currently investigating claims for anyone who has invested in any GPB Capital fund. If you or someone you know invested in any GPB Capital fund, Contact Us Today by calling 888-390-6491 or by filling out an online Contact Form for a FREE Consultation.

If you invested in any GPB Capital Fund, Contact us Today for a FREE Case Evaluation.