Joseph Gileno – Sovereign Global Advisors and National Securities Corporation
Christopher Ortiz – National Securities Corporation
Peiffer Wolf and Meyer Wilson represent GPB investors in any GPB funds and will be filing multiple FINRA arbitration claims. The claims will allege that the broker-dealers failed to conduct adequate due diligence into the private placements they sold to their clients. In addition to GPB funds, many cases will include claims for overconcentration in illiquid products like AFIN REITs.
Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.
Based on our experience, we believe that there are more investors who have been the victim of these broker’s alleged unsuitable investment advice. Additionally, we believe that there are hundreds of additional brokers who sold GPB funds to investors. Thus, we will be investigating all brokers who recommended and sold GPB funds, and we will be updating this list throughout the course of these cases.
Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of GPB investors. Contact Us Today for a FREE Consultation. 888-390-6491.
We have represented thousands of victims of investment fraud, against financial institutions that failed to discharge their duties and protect the investing public. Each case is different and our past successes are not indicative of future results; we will be glad to review your case and advise you as to your options, at no charge.
Based on our experience, we believe that there are more investors who have been the victim of broker misconduct or investment fraud. If you invested in any GPB funds, you should contact Peiffer Wolf and Meyer Wilson immediately. We are currently investigating the brokers and broker-dealers that sold GPB funds. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors.
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf and Meyer Wilson have represented thousands of victims, and we remain committed to fighting on behalf of investors. Contact Peiffer Wolf and Meyer Wilson today by filling out a Contact Form on our website or by calling 888-390-6491 to schedule a FREE Case Evaluation.