[UPDATE] As of January 2020, Luke Johnson is no longer registered as a broker, according to FINRA’s Broker Check. He is also the subject of 4 additional disclosures since our last review, all of which were added to this page.
Peiffer Wolf is currently investigating claims against Luke Johnson of Legend Capital Group. Luke Johnson is a registered broker with Coastal Equities.
Luke Johnson is the President/CEO of Legend Capital Group, in Scottsdale, Arizona. Currently, he has pending customer disputes for misrepresentation and omissions of facts, negligent management of portfolio and unsuitable recommendations. If you are/were a client of Luke Johnson, Contact Us Today by calling 888-390-6491 or by filling out an online contact form for a FREE Consultation.
According to FINRA’s BrokerCheck, Luke Johnson has been the subject of 11 disclosures:
Prior to Coastal Equities, Luke Johnson was registered with Summit Brokerage Services, Carillon Investments, Northwestern Mutual Investment Services and Robert W. Baird & Co. Incorporated. FINRA maintains a database of investor complaints and disciplinary and employment history for registered representatives and publishes some of this information on its BrokerCheck website, www.brokercheck.finra.org.
If you invested with Luke Johnson of Legend Capital Group, you should contact Peiffer Wolf and Meyer Wilson immediately for a FREE Consultation.
To review Luke Johnson’s BrokerCheck report, click here:
*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)
Multiple lawsuits have been filed and multiple regulatory matters have been initiated, alleging that GPB Capital Holdings has been engaged in wrongdoing. A former GPB Holdings partner alleged that “GPB paid its investors significant returns based upon falsified financial information”.
Our investigation into the various GPB private placement funds includes, but is not limited to: GPB Automotive Portfolio LP, GPB Cold Storage LP, GPB Eurobond Finance PLC, GPB Holdings II LP, GPB Holdings III LP, GPB Holdings Qualified LP, GPB Holdings LP, GPB NYC Development LP, GPB Scientific LLC, GPB Waste Management LP, GPB Waste Management Fund LP, and many more.
Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.
Based on our experience, we believe that there are more investors who have been the victims of Luke Johnson’s alleged broker misconduct and investment fraud. If you invested with Luke Jonhson of Legend Capital Group, you should contact Peiffer Wolf and Meyer Wilson immediately for a FREE Consultation.
Learn more about the GPB Investor Lawsuit here: https://gpblawyer.com/gpb-investor-lawsuit/
Peiffer Wolf and Meyer Wilson are currently investigating Luke Johnson’s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation. 888-390-6491.
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Peiffer Wolf and Meyer Wilson are currently investigating claims for anyone who has invested in any GPB Capital fund. If you or someone you know invested in any GPB Capital fund, Contact Us Today by calling 888-390-6491 or by filling out an online Contact Form for a FREE Consultation.