GPB | CNBC | Ganesh Setty | October 23, 2019 Michael Cohn accused of stealing information about company he went on to join Federal prosecutors on Wednesday charged a former Securities and Exchange Commission investigator with obstruction of justice, unauthorized computer access and disclosure of confidential information...
GPB Capital | Financial Times | Kadhim Shubber | October 23, 2019 Michael Cohn, the former SEC employee, was accused of stealing information about the company he went on to join. A former employee of the Securities and Exchange Commission was charged on Wednesday for allegedly leaking...
GPB | The Wall Street Journal | Dylan Tokar | October 23, 2019 GPB Capital Holdings’ chief compliance officer accessed information about an SEC investigation into the firm before departing the agency A former securities examiner was charged with accessing information about an investigation into a New...
GPB Capital | Investment Executive | James Langton | October 24, 2019 Other charges are unauthorized computer access and unauthorized disclosure of confidential information A former securities regulator is facing charges for allegedly accessing information about an investigation into a private equity firm that he sought to...
GPB Obstruction of Justice | InvestmentNews | Bruce Kelly | October 23, 2019 According to InvestmentNews in its recent article about GPB, "GPB's chief compliance officer stole information from SEC during its investigation: DOJ" The Department of Justice Wednesday charged the chief compliance officer of GPB Capital...
Investment News’ Bruce Kelly reports that GPB Capital’s chief compliance officer has been charged with obstruction of justice. This comes after a series of problems that continue to undermine GPB’s reputation and shine a light on why brokers who sold GPB are facing investor complaints. GPB...
GPB | Financial Planing | Tobias Salinger | October 17, 2019 Since 2018, the SEC, FINRA, and Massachusetts securities regulators have launched investigations into GPB Capital Holdings. Additionally, the FBI and the New York City Business Integrity Commission made an unannounced visit to the GPB's offices...
GPB Capital | Sun Journal | J. Craig Anderson | September 25, 2019 Two law firms allege investment brokers pushed unsuitably risky investments in GPB Capital Holdings on retirees and other unsophisticated investors, including those in Maine and New England. A group of lawyers claims Saco-based Prime...
GPB Capital | Central Maine | J. Craig Anderson | September 25, 2019 Two law firms allege investment brokers pushed unsuitably risky investments in GPB Capital Holdings on retirees and other unsophisticated investors, including those in Maine and New England. A group of lawyers claims Saco-based Prime...