gpb lawsuit Tag

Investment News’ Bruce Kelly reports that GPB Capital’s chief compliance officer has been charged with obstruction of justice. This comes after a series of problems that continue to undermine GPB’s reputation and shine a light on why brokers who sold GPB are facing investor complaints. GPB...

GPB | Financial Planing | Tobias Salinger | October 17, 2019 Since 2018, the SEC, FINRA, and Massachusetts securities regulators have launched investigations into GPB Capital Holdings. Additionally, the FBI and the New York City Business Integrity Commission made an unannounced visit to the GPB's offices...

GPB Auto | Portland Press Herald | J. Craig Anderson | September 18, 2019 Rosenberg accused the company's largest investor of financial misconduct in a lawsuit he filed in July. After accusing his largest investor of financial misconduct, David Rosenberg has been fired as chief executive of...

GPB Lawsuits | WealthManagement.com | Diana Britton | Sep 18, 2019 Two investors go after their brokers and firms, but this is likely just the beginning of a wave of litigation to come. Two investors have filed separate arbitration claims against brokerages and advisors who invested their...