Jeffrey Noard | Cabot Lodge Securities LCC

According to FINRA’s BrokerCheck, Jeffrey Noard has been the subject of 4 customer disputes. One criminal disclosure and the following three:

• November, 2014 – Regulatory, initiated by FINRA. Status: Final. Allegations: “NOARD WAS NAMED A RESPONDENT IN A FINRA COMPLAINT ALLEGING THAT HE MADE AN UNSUITABLE RECOMMENDATION FOR INVESTMENTS IN A RENEWABLE SECURED DEBENTURE TOTALING $20,000 TO ONE OF HIS ELDERLY CUSTOMERS AT HIS MEMBER FIRM. THE COMPLAINT ALLEGES THAT NOARD’S RECOMMENDED INVESTMENT COMMITTED 50% OF THE CUSTOMER’S LIQUID NET WORTH TO THE DEBENTURE. THE DEBENTURES ARE ILLIQUID, SPECULATIVE INVESTMENTS THAT INVOLVE A HIGH DEGREE OF RISK-INCLUDING THE RISK OF LOSING THE ENTIRE INVESTMENT. NOARD DID NOT HAVE REASONABLE GROUNDS FOR BELIEVING THAT THE PROPOSED INVESTMENT IN THE DEBENTURES WAS SUITABLE FOR HIS CUSTOMER BASED UPON THE FINANCIAL SITUATION, OBJECTIVE, AND NEEDS OF THE CUSTOMER.” Sanctions included civil and administrative penalty/fine, monetary penalty (other than fine) and suspension.
• April, 2012: Financial: Bankruptcy.
• June, 2010 – Employment Separation After Allegations. Allegations: violation of firm (Wells Fargo) policies and procedures.

Prior to Cabot Lodge Securities LLC., Jeffrey Noard was registered with Allied Beacon Partners, American Beacon Partners, Wells Fargo Advisros, Morgan Stanley, Stifel Nicolaus & Company, Dain Rauscher Incorporated, Everen Securities and Blunt Ellis & Loewi Incorporated.

If you invested with Jeffrey Noard of Premier Legacy Wealth Management, contact Peiffer Wolf and Meyer Wilson immediately for a FREE Consultation

To review Jeffrey Noard‘s BrokerCheck report, click here:

https://brokercheck.finra.org/individual/summary/1983392

*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

Jefffey Noard and the GPB Lawsuit

Multiple lawsuits have been filed and multiple regulatory matters have been initiated, alleging that GPB Capital Holdings has been engaged in wrongdoing.  A former GPB Holdings partner alleged that “GPB paid its investors significant returns based upon falsified financial information”.

Our investigation into the various GPB private placement funds includes, but is not limited to: GPB Automotive Portfolio LP, GPB Cold Storage LP, GPB Eurobond Finance PLC, GPB Holdings II LP, GPB Holdings III LP, GPB Holdings Qualified LP, GPB Holdings LP, GPB NYC Development LP, GPB Scientific LLC, GPB Waste Management LP, GPB Waste Management Fund LP, and many more.

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.

Based on our experience, we believe that there are more investors who have been the victims of Jeffrey Noard’s alleged broker misconduct and investment fraud. If you invested with Jeffrey Noard of Premier Legacy Wealth Management, contact Peiffer Wolf and Meyer Wilson immediately for a FREE Consultation.

Learn more about the GPB Investor Lawsuit here: https://gpblawyer.com/gpb-investor-lawsuit/

Peiffer Wolf and Meyer Wilson are currently investigating Jeffrey Noard‘s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation. 888-390-6491.