Greg Gibson | Dempsey Lord Smith

According to FINRA’s BrokerCheck, Greg Gibson has been the subject of 2 regulatory disclosures.

• October, 1988 – Regulatory. Allegations: “FAILURE TO PROPERLY DETAIL A PUBLIC DISORDERLY CONDUCT EVENT IN 1985 ON APPLICATION FOR INSURANCE TO THE STATE OF SOUTH CAROLINA INSURANCE DEPARTMENT AND THE FINE.” Sanctions: Monetary/Fine.
• June, 1993 – Regulatory. Allegation: “I HAD WORKED FOR PRUDENTIAL INSURANCE COMPANY FOR 4 1/2 YEARS AND LEFT FOR EMPLOYMENT WITH CONSOLIDATED PLANNING, INC. I REPLACED THREE PRUDENTIAL POLICIES WITHOUT FILING OUT THE PROPER REPLACEMENT FORMS. THE INSURANCE DEPT. OF SOUTH CAROLINA WAS NOTIFIED AND SUBSEQUENTLY FINED ME $500.00 (ATTACHED IS THE LETTER FROM THE S.C. DEPT. OF INSURANCE).”  Sanctions: Monetary/Fine.

Prior to Dempsey Lord Smith, Greg Gibson was registered with Park Avenue Securities, Guardian investor Services Corporation, Pruco Securities Corporation and The Prudential Insurance Company of America.

If you invested with Greg Gibson of Dempsey Lord Smith, contact Peiffer Wolf and Meyer Wilson immediately for a FREE Consultation

To review Greg Gibson‘s BrokerCheck report, click here:

https://brokercheck.finra.org/individual/summary/1694647

*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

Greg Gibson and the GPB Lawsuit

Multiple lawsuits have been filed and multiple regulatory matters have been initiated, alleging that GPB Capital Holdings has been engaged in wrongdoing.  A former GPB Holdings partner alleged that “GPB paid its investors significant returns based upon falsified financial information”.

Our investigation into the various GPB private placement funds includes, but is not limited to: GPB Automotive Portfolio LP, GPB Cold Storage LP, GPB Eurobond Finance PLC, GPB Holdings II LP, GPB Holdings III LP, GPB Holdings Qualified LP, GPB Holdings LP, GPB NYC Development LP, GPB Scientific LLC, GPB Waste Management LP, GPB Waste Management Fund LP, and many more.

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.

Based on our experience, we believe that there are more investors who have been the victims of Greg Gibson’s alleged broker misconduct and investment fraud. If you invested with Greg Gibson of Dempsey Lord Smith, you should  contact Peiffer Wolf and Meyer Wilson immediately for a FREE Consultation.

Learn more about the GPB Investor Lawsuit here: https://gpblawyer.com/gpb-investor-lawsuit/

Peiffer Wolf and Meyer Wilson are currently investigating Greg Gibson‘s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation. 888-390-6491.